“Work Hard and be Kind and Amazing things will happen” – Conan O’Brien

Bryan joined Gateway Financial in 2000 with prior experience in investments, life insurance, actuarial analysis, and employee benefit consulting. As Compliance Officer and OSJ (Office of Supervisory Jurisdiction) Supervisory Principal, he ensures that Gateway’s registered representatives and administrative staff comply with all relevant federal, state, FINRA, and SEC regulations.

Bryan oversees core operational duties, including processing and tracking licensing, contracting, appointments, and errors & omissions coverage for the firm’s advisors and registered representatives. He also ensures the timely reporting of all FINRA U–4 updates and verifies that personnel use approved email addresses with the required disclosures.

Bryan regularly reviews client accounts and securities orders for proper handling and tracks outside business activities of Gateway’s registered representatives. Bryan also approves new accounts, does various proactive services on existing client accounts, and reviews the firm’s public communications.

Recognizing the importance of an informed and compliant workforce, Bryan provides compliance training to all personnel and maintains the firm’s books and records in accordance with regulatory requirements.

Beyond his compliance responsibilities, Bryan assists with the firm’s Written Information Security Program (WISP) & various cybersecurity issues along with renewing the firm’s cybersecurity insurance program. His regulatory knowledge and focus on client protection help maintain Gateway’s strong culture of compliance.

Bryan and his wife, Tina, live in a walkable community between downtown St. Pete & St. Pete Beach, Florida. He enjoys being with his family, exercising, biking, playing pickleball, walking & relaxing on the various beaches near his home, and finally watching and attending all types of sporting events, especially the Pittsburgh Penguins where he was a season ticket holder for decades.

Education & Affiliations:

• Pennsylvania State University, Bachelor of Science in Mathematics (Actuarial Science Option)

  • M Holdings Securities, Inc. – Registered Principal and Registered Representative ‐‐ FINRA Series 7,24 and 63 securities registrations AND Licensed Insurance Agent

  • Volunteer with local community organizations, faith–based groups, and youth athletics and associations.

Check the background of Bryan McMahon on FINRA’s BrokerCheck. Bryan is a registered representative of M Holdings Securities, Inc.

Securities offered through M Holdings Securities, Inc. A Registered Broker/Dealer, Member FINRA/SIPC. Gateway Financial is independently owned and operated.

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